A scientific approach to government
|
26 Oct 2021
This is a work in progress. If you have feedback - comments, questions, or pointers to related content - please email me. IntroductionGovernments shape human society by selecting and implementing policies in various areas: taxation and distribution of wealth, health care, land use, environmental regulation, education, law enforcement and the penal system, social safety nets, and so on. These policies define economic systems. Most current governments (including the U.S.) are performing poorly. Their policies
Governments have chosen many bad policies: policies that don't accomplish their goals, or that have the wrong goals in the first place, of that provide short-term benefit but do long-term harm (most commonly: maximizing short-term wealth at the cost of long-term environmental disaster). Various forms of government have been tried: oligarchy, dictatorship, theocracy, monarchy, and variants of democracy. None of these has worked very well. In many countries, governments are run by malevolent dictators, or have collapsed completely. The vaunted U.S. democracy has been subverted by billionaires and turned into an oligarchy. Systems designed 200 years ago have broken down in the presence of concentrated wealth and ubiquitous social media. As a thought experiment, let's design a new and better form of government - a government that adopts effective policies that achieve good short- and long-term goals, and that resists corruption. Let's not worry about how to get there from here; let's focus on what "there" should be. Government as optimization problemIn mathematics, an 'optimization problem' is one where we have an "objective function" f(x1, x2, ... xn) and we want to find the values of x1 ... xn that produce the largest possible value of f(). Suppose the x1 ... xn are government policies and f() is a measure of societal well-being. We want to find the policies that maximize f(). This is simplistic, but it's a good starting point for thinking about government. Economic measures like Gross Domestic Product (GDP) are sometimes used as objective functions. But they may have little to do with societal well-being; e.g. most Americans are rich and miserable. In 1972, Bhutan's King Jigme Singye Wangchuck coined the phrase gross national happiness and proposed that policies should be evaluated based on this index. This was not done in a systematic way in Bhutan, but I think he was on the right track. We need a good objective function. Let's call it "Governmental Figure of Merit", or GFM. GFM must be precise and measurable, and it should arguably approximate "societal well-being" or "happiness". Defining GFM requires addressing three issues:
These questions are fundamental: they are the three main dimensions in describing the effects of government. Most "political differences" are, at their core, disagreements over how to answer these questions. E.g., conservatives emphasize the wealth of a minority over a short time scale, while liberals take a broader and longer view. In the U.S. system, these disagreements resurface (with increasing rancor) in the debate over each and every policy. In scientific government, we answer these fundamental questions once, in a rational way. We don't constantly rehash them. Thus the counter-productive acrimony of current "politics" will hopefully disappear. Scientific government: summarySuppose we've agreed on a GFM, and we want to maximize it. How can we design a government that will do this? To this end, I propose what I call Scientific Government. This borrows ideas from science, namely:
In the U.S., Scientific Government would largely replace the current executive and legislative branches, at the national, state, and local levels. It could eventually form the basis of a (desperately needed) world government. By the way: when you read "Scientific government", you might jump to the conclusion that I'm proposing turning scientists (like physicists and chemists) into government leaders. That's not the case. Please put that idea out of your mind and keep reading. Leaders considered harmful*It's ingrained in us that governments must have "leaders" who make policy decisions for us. (As with religion, this may stem from our psychological need for strong parent figures.) These leaders might - for example - be elected by popular vote. On the surface this model sounds good, but it's flawed. In practice, leaders are chosen on the basis of how they look on TV, how well they orate, and their Machiavellian skills. So we end up with leaders who are not qualified to make good policy decisions: they don't know much history, economics, sociology, or statistics; they're largely concerned with retaining or increasing their power. It's like having the Pope decide the laws of planetary motion. As Adam Grant points out, the worst people run for office. And when they get power, they're often corrupted by it. Scientific Government has no leaders of this sort. People (government employees, educated and trained for this role) propose policies, design and carry out experiments, and implement policies. But they do not choose the policies. Policies are selected on the basis of experimental outcomes, not the intuition and prejudice of individuals. In Scientific Government, power is spread across lots of people. People get power by being (provably) good at their job. The power of any one person is limited. If they stop being good at their job, they lose power. The scientific methodThe scientific method was developed to explain the physical world. It involves several related ideas:
New theories may meet resistance: organized religion tries to suppress science that contradicts its belief systems; oil and tobacco companies fight science that threatens their profits. The scientific community itself can form internal power structures that suppress research which threatens dominant paradigms. The scientific method is designed to resist these pressures. Disproven theories must be discarded, no matter how entrenched and powerful their supporters. The truth - even if there's initially overwhelming opposition to it - eventually wins. It's worth noting that:
The scientific method has been successful in "hard science" domains: physics, chemistry, astronomy, engineering, biology, medicine, and so on. It has converged to universally accepted core theories in these areas. In other areas - economics, psychology, sociology, humanities - there have been efforts to use the scientific method. The results have been less successful, because in these domains it can be hard to:
Using scientific methods in government, as I propose, will face all these difficulties. Things will be messy. It won't achieve perfection; there is no perfection. But I think it can do much better than what we have now. Scientific government: conceptsScience has theories, government has policies. In the same way that science uses experiments to evaluate theories, Scientific Government uses experiments to evaluate policies. The general idea:
This was inspired by the documentary Sex, Drugs, and Democracy, which describes the Netherlands' approach to social issues such as sex education, drug use and prostitution. Dutch officials identified figures of merit: the rates of drug abuse, crime, teen pregnancy, STDs, violence against women, poverty, and so on. They experimented with novel policies, such as legalizing and regulating drug use instead of criminalizing it. They found that these policies greatly improved the figures of merit; for many of them, Holland's numbers are the best in the world. This demonstrates a key capability of experimentation: it can discover good policies that go against societal tradition, or that are counterintuitive. Sadly, few other countries learned from this success story; American social policies are still rooted in Old Testament principles of punishment and revenge, and often exacerbate the problems they try to solve. Governmental figure of meritLet's return to the idea of GFM. GFM should be a numerical measure of how well governmental policies are working. It might be a function of components such as
The definition of GFM must specify how each component is measured. For example, for happiness we'd need to specify
The definition must then specify how these components are combined. Maybe a weighted average, with a robustness mechanism to ensure that all components are included? Maybe some form of Pareto optimality? Policies can have different short- and long-term effects. Drilling for oil might increase wealth over 1 year, but cause poverty and death 100 years from now. Assuming that people care about the well-being of their descendants (and their own well-being a decade or two in the future) GFM should reflect long-term policy effects. We can measure GFM components like health and wealth in the present day. But we can't predict them with any degree of accuracy. However, we can predict environmental factors: climate scientists can predict average temperature increase given the level of CO2 emission, and hydrologists can predict how much water will be available in particular aquifers, given the rate of consumption. So the component of GFM dealing with future effects might be limited to environmental components, and it could be based on the predictions of the best available science. It could be argued that GFM should have only one component, happiness. Perhaps the other components are all reflected in this, and measuring them separately is counter-productive. This is possible, but measuring happiness is probably noisy compared to other components, making it harder to interpret experiments. To simplify things, a policy change might focus on a particular objective GFM component, like crime rate. But we need to be careful, because components can interact; e.g. a repressive policy might reduce crime but decrease happiness. Democratic selection of GFMGFM defines the goal of government. It defines what sort of society, and world, we want to live in. It's the crux of everything. So, how should it be defined? This is a hard question. I don't have a complete answer; here are some ideas. Ideally, government gives people what they want; it doesn't tell them what they should want. So the public should decide on the GFM. But not everyone wants the same things; people will have different ideas for how GFM should be defined. In addition, there could be Scientific Governments at world, country, and state levels. Different instances (e.g. countries) might have different GFMs. But for a given instance there can only be one GFM. So we need a mechanism for picking a GFM that takes peoples' values and desires into account. Furthermore, peoples' wants may change over time, or an existing GFM may not be working as intended. So we need a way to tweak the definition of GFM. The obvious thing is to have periodic GFM elections. Each election would have a small number of proposals: changes to GFM components, or the addition or removal of a component, or changes to how components are aggregated. Each proposal would have pro and con arguments, as with the ballot initiatives in existing elections. Each proposal could be decided by simple majority, or by a larger threshold, or by some other criterion. GFM proposals might come from the government itself (see below). There should also be a mechanism where people can collect signatures to get a proposal on the ballot (though this needs to be controlled carefully). For the success of Scientific Government, it's critical that the GFM actually reflect what people want, and that the GFM elections not become a conduit for corruption by deception or election-buying. To this end, there must be some form of campaign-spending limits (though at the same time we want to allow large-scale discussion of proposals; this is tricky). Furthermore, there must be constraints on how GFM is defined:
The democratic component of the current U.S. government involves voting for candidates and for ballot measures (usually bonds linked to vaguely-defined policies). Both of these are fundamentally flawed. Voting for candidates devolves into identity politics and demagoguery; voting for policies perpetuates bad policies; the public are not policy experts. In Scientific Government, the democratic component is the selection of GFM. Any society will inevitably have disagreement and debate. One of the goals of scientific government is to move this debate to the highest level - well-defined differences of opinion about what society should be - rather than personalities, identity politics, and propaganda. Policies and experimentsOnce GFM has been established, the general flow of scientific government is:
If other countries or societies have adopted P, it may not be necessary to do an experiment; it may be possible to estimate P's effect on GFM from existing data. There are a number of potential problems in doing social experiments:
Scientific government must address these issues. Possible outcomesSome areas of government policy that might be addressed by the scientific approach:
What policies will scientific government converge to? It's impossible to say. The data will decide - that's the whole point. But my intuition is that the policies will be something like:
MurderWe can assume that GFM contains terms that favor a low murder rate. What policies are likely to achieve this, and how can they be assessed? Most people think of this solely in terms of punishment, with the idea that harsher punishment is a deterrent, with capital punishment at the extreme. But some studies suggest that harsher punishments don't result in lower murder rates. Who knows - maybe it works best to give murderers psychotherapy and job training. This may be difficult for some people to swallow. In any case, I suspect that systemic factors have a vastly larger impact on murder rate than does the choice of punishment. If people don't have economic opportunity, if paths to wealth are criminalized, if mental health care is not freely available, if guns are easy to get - then we're going to have lots of murders, regardless of deterrents. Scientific government would do experiments involving these causal factors. It would find and fix the reasons why most murders happen. When there's plane crash, the NTSB investigates it in tremendous detail. They find why it happened - mechanical failure, airplane design, problem with cockpit communication, whatever - and they make recommendations to prevent that kind of crash from ever happening again. My personal view is most murders are like plane crashes: they reveal a systemic failure of some sort. There should be an NTSB for murders. Each murder should be investigated to find its root causes, and policies to address these causes should be explored.
AbortionIn the U.S., abortion is primarily a wedge issue created by the right wing. Any government in the U.S. needs to address the views of a big chunk of the populace, regardless of how those views got there. How does the availability of abortion impact GFM? It has been shown that it lowers crime - not surprising, since there are fewer unwanted children. But this doesn't address the concerns of anti-abortionists, who view fertilized ova as being fully-privileged people. I think what it comes down to is: do the measures of happiness embodied in GFM apply to fetuses? This needs to be specified in GFM. Which means that in scientific government, the abortion issue would be put to a popular vote. Which is about as good as we can do, I think. Corruption resistanceWhen a body governs competing entities (like companies), those entities will typically try to get head by circumvent the rules, or by subverting or corrupting the government. Government systems are often unstable - they don't work as originally designed for more than a few decades. All communist governments have quickly been taken over and transformed into dictatorships or oligarchies. In the U.S., corporations and billionaires have figured out how to buy the electoral process, and have created an oligarchy with the facade of democracy. The American 'founding fathers' did their best to define a stable system. But they couldn't anticipate that wealth would become so concentrated, that the negative effects of economic activity could be so extreme, and that popular information systems (e.g. Facebook) would become so pervasive and susceptible to corruption. The U.S. governmentIn civil government, the sources of corruption are too numerous to list. The most serious is corporate money. One way to fight corruption is divide government into several parts, and to structure things so that if one part is corrupted, the others can contain and eventually repair it. For example, in the U.S. federal government we have
![]() The government structure has what are called 'check and balances': The president can veto congress, congress can impeach the president, the courts can declare laws unconstitutional, and so on. This breaks down, of course, if the corrupters infiltrate all the branches simultaneously, as with the current religio-fascist attempted take-over. The governance of academic science in the U.S.The "scientific method" described earlier is an ideal. In practice, scientists need money for salaries and equipment. Most modern societies, recognizing the economic value of science, have created organizational structures to support science. Academic science in the U.S. has its own governance structure, and it's resisted corruption better than the civil government. In the context of science, possible sources of corruption include:
Scientific governance also has a tripartite structure:
The scientific organization has been fairly corruption-resistant - certainly far more so than government. Why is this? This structure has various checks and balances:
Of course, there have been attempts to corrupt the scientific structure.
Implementing scientific governmentPolicy scienceScientific government requires people who are able to reason objectively about policies. Such people may currently exist, but in the long term we need more of them, and better. To this end, I suggest that a new area of study be established, Policy Science. Policy science is about designing and evaluating government policies. It's an academic area - you can major in it or get a PhD in it - and also a career path (see below). Policy Science involves several existing areas:
Aside: I'm surprised that Policy Science doesn't already exist. The structure of scientific governmentWhat are the functions of scientific government?
How to implement Scientific Government?What is a plausible organizational structure for Scientific Government? I think a good starting point is to 1) piggyback on the existing organizational structure of science; 2) in extending this to a government, use the same underlying principles: meritocracy, distribution of power, transparency, etc. Here's a possible structure for scientific government:
In designing the above structure, we need to anticipate various kinds of corruption.
Note: it's possible and desirable that a new academic field of "government studies" arise, which would focus on how to conduct policy experiments. People who want to go into government could major in this. Self-sizing governmentBloat is general problem of governments. Once an agency has been created, there is no incentive for it to downsize or eliminate itself even if its function becomes irrelevant. This if doubly damaging because it promotes general distrust of government, and the mistaken belief that the less government the better. Scientific government provides a theoretical basis for deciding how much government is best. GFM will have some component that reflects disposable income. A given policy (or governmental function) costs money, and therefore decreases disposable income. If a policy's net effect on GFM is negative, it should be discarded. This is analogous to the practice in many corporations of estimating the revenue brought in by each employeed, and firing those whose salary exceeds this. What about bloat in the mechanisms of SG itself, i.e. in the PEA and PDA? We need a way to estimate how large these agencies need to be in order to do their job well; the reputation system described earlier provides a basis for deciding who to fire. How can we get there from here?It's unlikely that scientific government would rise out of the ruins of a completely failed existing government, so we need to think about a continuous transition. This would have to start small; some possibilities:
In any case, scientific government will have a hard time getting started in a society where lots of people hate each other, hate government, are uneducated, and don't understand or trust science. These conditions currently exist in the U.S. So a necessary first step is to reduce these factors in the context of existing government (if that's possible). The number one thing is to improve education and make it universally available. World governmentThe most important government issues - e.g. environmental policies - are now global. Dealing with them on a national level doesn't work; no country is willing to drastically reduce its carbon emissions (much less its population) because doing so would place it at an economic disadvantage. For such issues, scientific government at the national level is insufficient, especially if it's adopted only by a few countries. So we need a global scientific government, whose domain is global issues: resource usage, environment, population, immigration, trade etc. I'm on the fence about whether the idea of "nation" has any place in the future. Preserving cultural diversity is generally good, but I don't think we need national governments to do it. In any case, national governments can continue to exist separately from the global government, and could determine policies that are internal to that country. Related work"Freakonomics" by Dubner and Leavitt examines a number of social-science issues - some big, some small - through a scientific lens. The conclusion is that when you look at data carefully and objectively, you often find surprises. Nicholas Gruen writes about evidence-based policy. This is the idea that policy-makers in the current elected-leader framework should be expected to provide evidence that justifies their policies. Apparently this has been proposed, and people claim to do it, but it hasn't actually happened. It seems to me it's unlikely to ever happen, or to affect policy decisions, in the current framework. The V-Dem Institute in Sweden maintains data on governments and their outcomes. FeedbackI've shown this essay to a few friends. Most of them either didn't actually read it, or dismissed it as quixotic and frivolous. They mostly live in the Bay Area, where climate change isn't a problem (yet). And they're well off. So they don't think of the current state of government as a crisis, like I do. With all due respect, I think their heads are buried in the sand. Specific feedback: Dave W. feels that academic scientific governance is not as much of a meritocracy as I make it out to be, and that many funding, hiring, and publishing decisions are political and bogus. Sabine Hossenfelder (a science YouTuber whom I respect tremendously) says academic science is increasingly producing "bullshit research". Science in in trouble and it worries me. I agree with both. I think that the corruption occurs in part because the academic science world is artificially inflated. Hundreds of universities are charged with being "research institutions", creating tens of thousands of "research" jobs, and there aren't enough real scientists (or ideas) to go around. Scientific government ideally wouldn't suffer from this, because it would be only as large as necessary (see above). My son Noah asks: would Scientific Government fund basic science research, if it doesn't directly contribute to GFM? No. If we want basic research, we need to define GFM to allow it. One way to do this is to observe that historically, basic research leads to beneficial technology after a few decades. Quantum mechanics in the 1930s enabled lasers and microchips in the 1960s. So if we evaluate policies based on their expected long-term effects on GFM, we'd fund basic science. And we'd leave it up to the scientific community to decide what kinds of basic science to pursue, as we do now. What about research in things like pure math? And what about space exploration? It's hard to argue that these will ever put food on anyone's table. But maybe understanding the universe makes people happy, and would therefore increase GFM. Noah points out that government has to deal with unexpected short-term issues and crises; for those we need competent leaders who can make good snap decisions (based on intuition, not experiments). True, but outside of the scope of this essay (though some of its ideas apply there as well). Noah also points out that experimentation means that some people will suffer from sub-optimal policies. True, but this is no different from clinical drug trials. A small amount of suffering during an experiment is better than perpetual and universal suffering because of a bad policy. Also: the size and duration of experiments can be minimized by using modern (Bayesian) statistics. Ron K. thinks that meaningful experimentation is impossible in social domains. I don't think this is correct. Every real-world government policy is a potential experiment. But current governments typically don't even bother to collect the data, much less analyze it or use it to guide future policies. Scientific Government does all three. For example, the U.S. "war on drugs" and various "three strikes initiatives" can be viewed as experiments. They caused a huge amount of human suffering, especially among blacks. They produced lots of data, which proved the ineffectiveness of the policies. But this data was ignored, and the policies are mostly still in place. Several people thought I was proposing putting scientists in charge of government. I can only conclude that they didn't actually read the essay. Perhaps they looked at the title, formed a mental model of what the essay must say, and moved on. * See Dijkstra's essay Go To Statement Considered Harmful. |
|